Workflow for Marketing and Compliance
Compliance | Marketing |
In a financial marketing process utopia, all marketing materials would seamlessly float directly in and out of compliance, then straight…
Why Social Media Needs to be Integrated in a Disaster Recovery Plan
Compliance | Crisis Communication | Marketing
Southwest Airlines faced every businesses worst fear yesterday, their systems crashed. Not just for a little bit, but for hours…
How do Facebook Accounts Get Hacked?
Compliance |
Today my local coffeeshop, then one just bellow my office, had their Facebook account hacked. And, while my wife and…
Dear Financial Institution: Why do these 10 things scare you?
Compliance | Marketing |
There is a quote from Woody Allen where he says “80 percent of success is showing up”. That quote may…
FFIEC Final Guidance on Social Media
Compliance |
Since the preliminary guidance was released in January of 2013, Banks, Credit Unions and the third-parties who support them have…
Responding to Tragedy
Compliance | Crisis Communication |
As was the case with Newtown, the world paused today as the Boston Marathon was finishing. We were struck with…
Social Media Planning, Not Just a Grocery List
Compliance | Social Media Management |
I read a lot of social media blogs, articles and posts. I am amazed at the frequency in which I…
New Regulation Comments from FFIEC
Compliance |
Last week the FFIEC issued new suggestions for Social Media and banking. This proposed guidance has implications for those with social media…
Think Bigger by Automating Compliance
Compliance |
“You’ve got to think about big things while you’re doing small things, so that all the small things go in the…
Rapid Automation for Investment Advisors
Compliance |
The broker-dealer and Registered Investment Advisor communities have been rocked with the changes in social media. The speed of communication,…