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Think Bigger by Automating Compliance

By December 17, 20121 min read

“You’ve got to think about big things while you’re doing small things, so that all the small things go in the right direction.” ~ Alvin Toffler

Often we lose sight of the big things as we are executing day-to-day in social media, especially if we don’t have the right tools in place.

Every business has a story they want to tell. Don’t let compliance issues mute the voice of your business. Social Assurance works with your institution to create a strategic plan within the realms of regulation. Social Assurance’s software platform and industry-leading compliance initiatives help meet FINRA, and SEC regulations while utilizing best-practices to reduce risk entering FFIEC audits.

Some of the features we automate for our clients:

  • Archive social media messages, satisfying FINRA record retention rules
  • Supervise social media messaging,
  • Configure approved keyword lists,
  • Automated supervision workflow,
  • Allow authoring and approval by compliance officers,
  • Policy review and enforcement.

Nearly a quarter of all businesses worldwide don’t have a strategic social media plan. (
quarter-of-companies-lack-social-media-strategy-6420900) A better result on social media often corresponds directly with a better planning process. Social Assurance’s software and team help make those things easier.


Ben Pankonin is the founder and CEO of Social Assurance, a software-solutions company that serves over 1,500 financial service providers across the country with marketing sales and community impact solutions.