Think Bigger by Automating Compliance - Social Assurance
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Think Bigger by Automating Compliance

Category: Compliance
Published: December 17, 2012

“You’ve got to think about big things while you’re doing small things, so that all the small things go in the right direction.” ~ Alvin Toffler

Often we lose sight of the big things as we are executing day-to-day in social media, especially if we don’t have the right tools in place.

Every business has a story they want to tell. Don’t let compliance issues mute the voice of your business. Social Assurance works with your institution to create a strategic plan within the realms of regulation. Social Assurance’s software platform and industry-leading compliance initiatives help meet FINRA, and SEC regulations while utilizing best-practices to reduce risk entering FFIEC audits.

Some of the features we automate for our clients:

  • Archive social media messages, satisfying FINRA record retention rules
  • Supervise social media messaging,
  • Configure approved keyword lists,
  • Automated supervision workflow,
  • Allow authoring and approval by compliance officers,
  • Policy review and enforcement.

Nearly a quarter of all businesses worldwide don’t have a strategic social media plan. (
quarter-of-companies-lack-social-media-strategy-6420900) A better result on social media often corresponds directly with a better planning process. Social Assurance’s software and team help make those things easier.

Learn how Social Assurance's Community Spark platform helps financial brands connect with their communities.

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