compliance Archives - Social Assurance
 
CRA Compliance: How Community Partners can Help

compliance Archives - Social Assurance

CRA Compliance: How Community Partners can Help

The new Community Reinvestment Act regulations from the OCC have been released! We’ve spoken previously about the key deadlines for compliance and how your financial brand can be the spark for engagement in your community. Our analysis continues by identifying a key asset in helping your bank meet its CRA requirements: community partners. These nonprofits

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Proposed CRA Changes: What You Need to Know

The long-anticipated proposed amendments to the Community Reinvestment Act (CRA) have finally been released! Significant changes are in store for financial brands and a quick preview is available in the joint statement released by the FDIC and OCC. These proposed rules enable the compliance framework to catch up to technological trends and help banks better

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Think Bigger by Automating Compliance

“You’ve got to think about big things while you’re doing small things, so that all the small things go in the right direction.” ~ Alvin Toffler Often we lose sight of the big things as we are executing day-to-day in social media, especially if we don’t have the right tools in place. Every business has a

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Rapid Automation for Investment Advisors

The broker-dealer and Registered Investment Advisor communities have been rocked with the changes in social media. The speed of communication, need for responsiveness and content creation are paired with the same SEC and FINRA guidelines that apply to slower advertising mediums. Here are the top 5 ways that proper automation answers these challenging questions for your brokers or

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The Traffic Controllers of Social Media

Often overlooked amongst the writers and strategists of social media are the air traffic controllers; your very own Chief Compliance Officers. The role of a compliance officer is becoming more complex as Social Media dramatically increases the amount of messaging to be approved. This is the equivalent of forcing the traffic of O’Hare International Airport

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