Why Millennials Need Banking Security and Compliance

[av_two_third first min_height=” vertical_alignment=” space=” custom_margin=” margin=’0px’ padding=’0px’ border=” border_color=” radius=’0px’ background_color=” src=” background_position=’top left’ background_repeat=’no-repeat’ animation=” mobile_display=”] [av_heading tag=’h3′ padding=’10’ heading=’Why Millennials Need Banking Security and Compliance’ color=’custom-color-heading’ style=” custom_font=’#8b0022′ size=” subheading_active=” subheading_size=’15’ custom_class=”][/av_heading] [av_textblock size=” font_color=” color=”] Technology and networking apps have made my life easier than ever. I love that I can

Read More...

Rapid Automation for Investment Advisors

The broker-dealer and Registered Investment Advisor communities have been rocked with the changes in social media. The speed of communication, need for responsiveness and content creation are paired with the same SEC and FINRA guidelines that apply to slower advertising mediums. Here are the top 5 ways that proper automation answers these challenging questions for your brokers or

Read More...

The Traffic Controllers of Social Media

Often overlooked amongst the writers and strategists of social media are the air traffic controllers; your very own Chief Compliance Officers. The role of a compliance officer is becoming more complex as Social Media dramatically increases the amount of messaging to be approved. This is the equivalent of forcing the traffic of O’Hare International Airport

Read More...

The Risks of Not Engaging

The most common question asked in regulated industries about social media is, “What are the risks in using social media?” This is a question that needs to be addressed through layers of security, monitoring, moderating of messages and archiving, but it is also worth asking the reverse: “What are the risks to not engaging in

Read More...